Microsoft-Windows-NTLM

EventTitleChannelSampleRule
100NTLM authentication failed because the account was a member of the Protected …ProtectedUserFailures-DomainControllerNN
101NTLM authentication failed because access control restrictions are required.AuthenticationPolicyFailures-DomainControllerNN
301NTLM authentication succeded, but it will fail when Authentication Policy is …AuthenticationPolicyFailures-DomainControllerNN
4001NTLM client blocked: Outgoing NTLM authentication traffic to remote servers that …OperationalYN
4002NTLM server blocked: Incoming NTLM traffic to servers that is blocked.OperationalNN
4003NTLM server blocked in the domain: NTLM authentication in this domain that is …OperationalNN
4010NTLM Minimum Client Security Block.OperationalNN
4011NTLM Minimum Server Security Block.OperationalNN
4012NTLM client used the domain password.OperationalNN
4013Attempt to use NTLMv1 failed.OperationalNN
4014Attempt to get credential key by call package blocked by Credential Guard.OperationalYN
4015NTLM client blocked: Outgoing NTLM authentication traffic to remote servers that …OperationalNN
4020This machine attempted to authenticate to a remote resource via NTLM.OperationalNN
4021This machine attempted to authenticate to a remote resource via NTLM.OperationalNN
4022A remote client is using NTLM to authenticate to this workstation.OperationalNN
4023A remote client is using NTLM to authenticate to this workstation.OperationalNN
4024Auditing an attempt to use NTLMv1-derived credentials for Single Sign-On.OperationalNN
4025An attempt to use NTLMv1-derived credentials for Single Sign-On was blocked due …OperationalNN
8001NTLM client blocked audit: Audit outgoing NTLM authentication traffic that would …OperationalYY
8002NTLM server blocked audit: Audit Incoming NTLM Traffic that would be blocked.OperationalYN
8003NTLM server blocked in the domain audit: Audit NTLM authentication in this …OperationalYN
8004NTLM authentication in this domain audit (domain controller): Audit NTLM …OperationalNY
8005NTLM authentication in this domain audit (domain controller), event 8005.OperationalNN
8006NTLM authentication in this domain audit (domain controller), event 8006.OperationalNY

Event ID 100: NTLM authentication failed because the account was a member of the Protected User group.

#
Channel
ProtectedUserFailures-DomainController

Message #

NTLM authentication failed because the account was a member of the Protected User group.

Account Name: %1
Device Name: %2
Error Code: %3

Fields #

NameDescription
AccountName UnicodeString
DeviceName UnicodeString
Status HexInt32NTSTATUS reference

Event ID 101: NTLM authentication failed because access control restrictions are required.

#
Channel
AuthenticationPolicyFailures-DomainController

Message #

NTLM authentication failed because access control restrictions are required.

Account Name: %1
Device Name: %2
Error Code: %3

Authentication Policy Information:
	Silo Name: %4
	PolicyName: %5

Fields #

NameDescription
AccountName UnicodeString
DeviceName UnicodeString
Status HexInt32NTSTATUS reference
SiloName UnicodeString
PolicyName UnicodeString[Authentication Policy Information] PolicyName.

Event ID 301: NTLM authentication succeded, but it will fail when Authentication Policy is enforced because access control restrictions are required.

#
Channel
AuthenticationPolicyFailures-DomainController

Message #

NTLM authentication succeded, but it will fail when Authentication Policy is enforced because access control restrictions are required.

Account Name: %1
Device Name: %2
Error Code: %3

Authentication Policy Information:
	Silo Name: %4
	PolicyName: %5

Fields #

NameDescription
AccountName UnicodeString
DeviceName UnicodeString
Status HexInt32NTSTATUS reference
SiloName UnicodeString
PolicyName UnicodeString[Authentication Policy Information] PolicyName.

Event ID 4001: NTLM client blocked: Outgoing NTLM authentication traffic to remote servers that is blocked.

#
Channel
Operational
Level
Warning
Collection Priority
Recommended (Yamato Security)
Task
BlockingNTLM

Message #

NTLM client blocked: Outgoing NTLM authentication traffic to remote servers that is blocked.
Target server: %1
Supplied user: %2
Supplied domain: %3
PID of client process: %4
Name of client process: %5
LUID of client process: %6
User identity of client process: %7
Domain name of user identity of client process: %8
Mechanism OID: %9

NTLM authentication requests from this computer are blocked.

If you want to allow this computer to use NTLM authentication, set the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers to Allow all.

If you want only the target server %1 to accept NTLM authentication requests from this computer, set the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers to Deny all and then set the security policy Network Security: Restrict NTLM: Add remote server exceptions and list the target server %1 as an exception to use NTLM authentication.

Fields #

NameDescription
TargetName UnicodeString
UserName UnicodeString
DomainName UnicodeString
CallerPID UInt32
ProcessName UnicodeString
ClientLUID HexInt64
ClientUserName UnicodeString
ClientDomainName UnicodeString
MechanismOID UnicodeString

Example Event #

{
  "system": {
    "provider": "Microsoft-Windows-NTLM",
    "guid": "ac43300d-5fcc-4800-8e99-1bd3f85f0320",
    "event_source_name": "",
    "event_id": 4001,
    "version": 0,
    "level": 3,
    "task": 1,
    "opcode": 0,
    "keywords": 9223372036854775808,
    "time_created": "2026-05-03T21:03:06.9528515+00:00",
    "event_record_id": 32,
    "correlation": {
      "ActivityID": "64478093-d4f9-0001-1c81-4764f9d4dc01",
      "RelatedActivityID": ""
    },
    "execution": {
      "process_id": 976,
      "thread_id": 1364
    },
    "channel": "Microsoft-Windows-NTLM/Operational",
    "computer": "DESKTOP-K7Q9MS2",
    "security": {
      "user_id": "S-1-5-18"
    }
  },
  "event_data": {
    "TargetName": "cifs/127.0.0.1",
    "UserName": "bogus",
    "DomainName": "BOGUS",
    "CallerPID": "4",
    "ProcessName": "",
    "ClientLUID": "0x4641e93",
    "ClientUserName": "localuser",
    "ClientDomainName": "DESKTOP-K7Q9MS2",
    "MechanismOID": "(NULL)"
  },
  "message": "NTLM client blocked: Outgoing NTLM authentication traffic to remote servers that is blocked.\r\nTarget server: cifs/127.0.0.1\r\nSupplied user: bogus\r\nSupplied domain: BOGUS\r\nPID of client process: 4\r\nName of client process: \r\nLUID of client process: 0x4641E93\r\nUser identity of client process: localuser\r\nDomain name of user identity of client process: DESKTOP-K7Q9MS2\r\nMechanism OID: (NULL)\r\n\r\nNTLM authentication requests from this computer are blocked.\r\n\r\nIf you want to allow this computer to use NTLM authentication, set the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers to Allow all.\r\n\r\nIf you want only the target server cifs/127.0.0.1 to accept NTLM authentication requests from this computer, set the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers to Deny all and then set the security policy Network Security: Restrict NTLM: Add remote server exceptions and list the target server cifs/127.0.0.1 as an exception to use NTLM authentication."
}

Event ID 4002: NTLM server blocked: Incoming NTLM traffic to servers that is blocked.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)
Task
BlockingNTLM

Message #

NTLM server blocked: Incoming NTLM traffic to servers that is blocked
Calling process PID: %1
Calling process name: %2
Calling process LUID: %3
Calling process user identity: %4
Calling process domain identity: %5
Mechanism OID: %6

NTLM authentication requests to this server have been blocked.

If you want this server to allow NTLM authentication, set the security policy Network Security: Restrict NTLM: Incoming NTLM Traffic to Allow all.

Fields #

NameDescription
CallerPID UInt32
ProcessName UnicodeString
ClientLUID HexInt64
ClientUserName UnicodeString
ClientDomainName UnicodeString
MechanismOID UnicodeString

Event ID 4003: NTLM server blocked in the domain: NTLM authentication in this domain that is blocked.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)
Task
BlockingNTLM

Message #

NTLM server blocked in the domain: NTLM authentication in this domain that is blocked
User: %1
Domain: %2
Workstation: %3
PID: %4
Process: %5
Logon type: %6
InProc: %7
Mechanism: %8

NTLM authentication within the domain %2 is blocked.

If you want to allow NTLM authentication requests in the domain %1, set the security policy Network Security: Restrict NTLM: NTLM authentication in this domain to Disabled.

If you want to allow NTLM authentication requests only to specific servers in the domain %1, set the security policy Network Security: Restrict NTLM: NTLM authentication in this domain to Deny for domain servers or Deny domain accounts to domain servers, and then set the security policy Network Security: Restrict NTLM: Add server exceptions in this domain to define a list of servers in this domain as an exception to use NTLM authentication.

Fields #

NameDescription
UserName UnicodeString
DomainName UnicodeString
Workstation UnicodeString
CallerPID UInt32
ProcessName UnicodeString
LogonType UInt32Logon type code (2=Interactive, 3=Network, 4=Batch, 5=Service, 7=Unlock, 8=NetworkCleartext, 9=NewCredentials, 10=RemoteInteractive, 11=CachedInteractive). Logon type reference
InProc Boolean
MechanismOID UnicodeString

Event ID 4010: NTLM Minimum Client Security Block.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)

Message #

NTLM Minimum Client Security Block:
Calling process PID: %1
Calling Process Name: %2
Negotiated Security Flags: %3
Minimum Security Flags: %4

Fields #

NameDescription
CallerPID UInt32
ProcessName UnicodeString
NegotiatedSecurity HexInt32
RequiredSecurity HexInt32

Event ID 4011: NTLM Minimum Server Security Block.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)

Message #

NTLM Minimum Server Security Block:
Calling process PID: %1
Calling Process Name: %2
Negotiated Security Flags: %3
Minimum Security Flags: %4

Fields #

NameDescription
CallerPID UInt32
ProcessName UnicodeString
NegotiatedSecurity HexInt32
RequiredSecurity HexInt32

Event ID 4012: NTLM client used the domain password.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)

Description

NTLM client used the domain password. The attempt to use the DC-generated NTLM secret failed, and fallback to the domain password succeeded.

Message #

NTLM client used the domain password. The attempt to use the DC-generated NTLM secret failed, and fallback to the domain password succeeded.
Account Name: %1
Device Name: %2

Fields #

NameDescription
AccountName UnicodeString
DeviceName UnicodeString

Event ID 4013: Attempt to use NTLMv1 failed.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)

Message #

Attempt to use NTLMv1 failed.

Target server: %1
Supplied user: %2
Supplied domain: %3
PID of client process: %4
Name of client process: %5
LUID of client process: %6
User identity of client process: %7
Domain name of user identity of client process: %8
Mechanism OID: %9

This device does not support NTLMv1. For more information, see https://go.microsoft.com/fwlink/?linkid=856826.

Fields #

NameDescription
TargetName UnicodeString
UserName UnicodeString
DomainName UnicodeString
CallerPID UInt32
ProcessName UnicodeString
ClientLUID HexInt64
ClientUserName UnicodeString
ClientDomainName UnicodeString
MechanismOID UnicodeString

Event ID 4014: Attempt to get credential key by call package blocked by Credential Guard.

#
Channel
Operational
Level
Error
Collection Priority
Recommended (Yamato Security)

Message #

Attempt to get credential key by call package blocked by Credential Guard.

Calling Process Name: %1
Service Host Tag: %2

Fields #

NameDescription
ImageName UnicodeString
SvcHostTag UnicodeString

Example Event #

{
  "system": {
    "provider": "Microsoft-Windows-NTLM",
    "guid": "AC43300D-5FCC-4800-8E99-1BD3F85F0320",
    "event_source_name": "",
    "event_id": 4014,
    "version": 0,
    "level": 2,
    "task": 0,
    "opcode": 0,
    "keywords": 9223372036854775808,
    "time_created": "2026-03-12T01:53:29.127433+00:00",
    "event_record_id": 1103,
    "correlation": {
      "ActivityID": "EFDC13CA-B670-4786-969E-784D6C91B8C8"
    },
    "execution": {
      "process_id": 720,
      "thread_id": 6076
    },
    "channel": "Microsoft-Windows-NTLM/Operational",
    "computer": "LAB-WIN11",
    "security": {
      "user_id": "S-1-5-18"
    }
  },
  "event_data": {
    "ImageName": "svchost",
    "SvcHostTag": ""
  },
  "message": ""
}

Event ID 4015: NTLM client blocked: Outgoing NTLM authentication traffic to remote servers that is blocked.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)
Task
BlockingNTLM

Message #

NTLM client blocked: Outgoing NTLM authentication traffic to remote servers that is blocked.
Target server: %1
Supplied user: %2
Supplied domain: %3
PID of client process: %4
Name of client process: %5
LUID of client process: %6
User identity of client process: %7
Domain name of user identity of client process: %8
Mechanism OID: %9

An application on this computer attempted NTLM for authentication but the application explicitly blocks NTLM usage. Using an IP address or local user credentials from a remote computer may lead to an NTLM authentication attempt. This event does not mean that NTLM is blocked for all authentication attempts from this computer.

Fields #

NameDescription
TargetName UnicodeString
UserName UnicodeString
DomainName UnicodeString
CallerPID UInt32
ProcessName UnicodeString
ClientLUID HexInt64
ClientUserName UnicodeString
ClientDomainName UnicodeString
MechanismOID UnicodeString

Event ID 4020: This machine attempted to authenticate to a remote resource via NTLM.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)
Task
AuditingNTLM

Message #

This machine attempted to authenticate to a remote resource via NTLM.

Process Information:
	Process Name: %1
	Process PID: %2

Client Information:
	Username: %3
	Domain: %4
	Hostname: %5 
	Sign-On Type: %6

Target Information:
	Target Machine: %7
	Target Domain: %8
	Target Resource: %9
	Target IP: %10
	Target Network Name: %11

NTLM Usage:
	Reason ID: %12
	Reason: %13

NTLM Security:
	Negotiated Flags: %14
	NTLM Version: %15
	Session Key Status: %16
	Channel Binding: %17
	Service Binding: %18
	MIC Status: %19
	AvFlags: %20
	AvFlags String: %21

For more information, see aka.ms/ntlmlogandblock

Fields #

NameDescription
ProcessName UnicodeString
ProcessPID HexInt32
Username UnicodeString
DomainName UnicodeString
Hostname UnicodeString
SingleSignOn UnicodeString
TargetMachine UnicodeString
TargetDomain UnicodeString
TargetService UnicodeString
TargetIP UnicodeString
TargetNetworkName UnicodeString
NtlmUsageId UInt32
NtlmUsageReason UnicodeString
NegotiatedFlags HexInt32
NtlmVersion UnicodeString
SessionKeyStatus UnicodeString
ChannelBindingStatus UnicodeString
ServiceBinding UnicodeString
MicStatus UnicodeString
AvlFlags HexInt32
AvlFlagsStr UnicodeString

Event ID 4021: This machine attempted to authenticate to a remote resource via NTLM.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)
Task
AuditingNTLM

Message #

This machine attempted to authenticate to a remote resource via NTLM.

Process Information:
	Process Name: %1
	Process PID: %2

Client Information:
	Username: %3
	Domain: %4
	Hostname: %5 
	Sign-On Type: %6

Target Information:
	Target Machine: %7
	Target Domain: %8
	Target Resource: %9
	Target IP: %10
	Target Network Name: %11

NTLM Usage:
	Reason ID: %12
	Reason: %13

NTLM Security:
	Negotiated Flags: %14
	NTLM Version: %15
	Session Key Status: %16
	Channel Binding: %17
	Service Binding: %18
	MIC Status: %19
	AvFlags: %20
	AvFlags String: %21

For more information, see aka.ms/ntlmlogandblock

Fields #

NameDescription
ProcessName UnicodeString
ProcessPID HexInt32
Username UnicodeString
DomainName UnicodeString
Hostname UnicodeString
SingleSignOn UnicodeString
TargetMachine UnicodeString
TargetDomain UnicodeString
TargetService UnicodeString
TargetIP UnicodeString
TargetNetworkName UnicodeString
NtlmUsageId UInt32
NtlmUsageReason UnicodeString
NegotiatedFlags HexInt32
NtlmVersion UnicodeString
SessionKeyStatus UnicodeString
ChannelBindingStatus UnicodeString
ServiceBinding UnicodeString
MicStatus UnicodeString
AvlFlags HexInt32
AvlFlagsStr UnicodeString

Event ID 4022: A remote client is using NTLM to authenticate to this workstation.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)
Task
AuditingNTLM

Message #

A remote client is using NTLM to authenticate to this workstation.

Process Information:
	Process Name: %1
	Process PID: %2

Remote Client Information:
	Username: %3
	Domain: %4
	Client Machine: %5
	Client IP: %6
	Client Network Name: %7

NTLM Security:
	Negotiated Flags: %8
	NTLM Version: %9
	Session Key Status: %10
	Channel Binding: %11
	Service Binding: %12
	Target Machine: %13
	Target Domain: %14
	MIC Status: %15
	AvlFlags: %16
	AvlFlags String: %17

Status: %18
Status Message: %19

For more information, see aka.ms/ntlmlogandblock

Fields #

NameDescription
ProcessName UnicodeString
ProcessPID HexInt32
Username UnicodeString
DomainName UnicodeString
RemoteClientMachine UnicodeString
ClientIP UnicodeString
ClientNetworkName UnicodeString
NegotiatedFlags HexInt32
NtlmVersion UnicodeString
SessionKeyStatus UnicodeString
ChannelBindingStatus UnicodeString
ServiceBinding UnicodeString
TargetMachine UnicodeString
TargetDomain UnicodeString
MicStatus UnicodeString
AvFlags HexInt32
AvFlagsStr UnicodeString
Status HexInt32NTSTATUS reference
StatusMsg UInt32

Event ID 4023: A remote client is using NTLM to authenticate to this workstation.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)
Task
AuditingNTLM

Message #

A remote client is using NTLM to authenticate to this workstation.

Process Information:
	Process Name: %1
	Process PID: %2

Remote Client Information:
	Username: %3
	Domain: %4
	Client Machine: %5
	Client IP: %6
	Client Network Name: %7

NTLM Security:
	Negotiated Flags: %8
	NTLM Version: %9
	Session Key Status: %10
	Channel Binding: %11
	Service Binding: %12
	Target Machine: %13
	Target Domain: %14
	MIC Status: %15
	AvlFlags: %16
	AvlFlags String: %17

Status: %18
Status Message: %19

For more information, see aka.ms/ntlmlogandblock

Fields #

NameDescription
ProcessName UnicodeString
ProcessPID HexInt32
Username UnicodeString
DomainName UnicodeString
RemoteClientMachine UnicodeString
ClientIP UnicodeString
ClientNetworkName UnicodeString
NegotiatedFlags HexInt32
NtlmVersion UnicodeString
SessionKeyStatus UnicodeString
ChannelBindingStatus UnicodeString
ServiceBinding UnicodeString
TargetMachine UnicodeString
TargetDomain UnicodeString
MicStatus UnicodeString
AvFlags HexInt32
AvFlagsStr UnicodeString
Status HexInt32NTSTATUS reference
StatusMsg UInt32

Event ID 4024: Auditing an attempt to use NTLMv1-derived credentials for Single Sign-On.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)

Message #

Auditing an attempt to use NTLMv1-derived credentials for Single Sign-On. 

Target server: %1
Supplied user: %2
Supplied domain: %3
PID of client process: %4
Name of client process: %5
LUID of client process: %6
User identity of client process: %7
Domain name of user identity of client process: %8
Mechanism OID: %9

For more information, see https://go.microsoft.com/fwlink/?linkid=2321802.

Fields #

NameDescription
TargetName UnicodeString
UserName UnicodeString
DomainName UnicodeString
CallerPID UInt32
ProcessName UnicodeString
ClientLUID HexInt64
ClientUserName UnicodeString
ClientDomainName UnicodeString
MechanismOID UnicodeString

Event ID 4025: An attempt to use NTLMv1-derived credentials for Single Sign-On was blocked due to policy.

#
Channel
Operational
Collection Priority
Recommended (Yamato Security)

Message #

An attempt to use NTLMv1-derived credentials for Single Sign-On was blocked due to policy.

Target server: %1
Supplied user: %2
Supplied domain: %3
PID of client process: %4
Name of client process: %5
LUID of client process: %6
User identity of client process: %7
Domain name of user identity of client process: %8
Mechanism OID: %9

For more information, see https://go.microsoft.com/fwlink/?linkid=2321802.

Fields #

NameDescription
TargetName UnicodeString
UserName UnicodeString
DomainName UnicodeString
CallerPID UInt32
ProcessName UnicodeString
ClientLUID HexInt64
ClientUserName UnicodeString
ClientDomainName UnicodeString
MechanismOID UnicodeString

Event ID 8001: NTLM client blocked audit: Audit outgoing NTLM authentication traffic that would be blocked.

#
Channel
Operational
Level
Informational
Collection Priority
Recommended (Palantir, others)
Task
AuditingNTLM

Message #

NTLM client blocked audit: Audit outgoing NTLM authentication traffic that would be blocked.
Target server: %1
Supplied user: %2
Supplied domain: %3
PID of client process: %4
Name of client process: %5
LUID of client process: %6
User identity of client process: %7
Domain name of user identity of client process: %8
Mechanism OID: %9

Audit the NTLM authentication requests from this computer that would be blocked by the target server %1 if the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers is set to Deny all.

If you want all servers to accept NTLM authentication requests from this computer, set the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers to Allow all.

If you want only the target server %1 to accept NTLM authentication requests from this computer, set the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers to Deny all, and then set the security policy Network Security: Restrict NTLM: Add remote server exceptions and list the target server %1 as an exception to use NTLM authentication.

Fields #

NameDescriptionRules
TargetName UnicodeString1 detection rule
UserName UnicodeString
DomainName UnicodeString
CallerPID UInt32
ProcessName UnicodeString
ClientLUID HexInt64
ClientUserName UnicodeString
ClientDomainName UnicodeString
MechanismOID UnicodeString

Example Event #

{
  "system": {
    "provider": "Microsoft-Windows-NTLM",
    "guid": "{AC43300D-5FCC-4800-8E99-1BD3F85F0320}",
    "event_source_name": "",
    "event_id": 8001,
    "version": 0,
    "level": 4,
    "task": 2,
    "opcode": 0,
    "keywords": -9223372036854775808,
    "time_created": "2026-05-30T14:11:17.9857991+00:00",
    "event_record_id": 1127,
    "correlation": {
      "ActivityID": "{67027F60-11EF-4815-84ED-F5CEDD82DBFC}"
    },
    "execution": {
      "process_id": 868,
      "thread_id": 10552
    },
    "channel": "Microsoft-Windows-NTLM/Operational",
    "computer": "JD-DC01-2022.ludus.domain",
    "security": {
      "user_id": "S-1-5-18"
    }
  },
  "event_data": {
    "TargetName": "cifs/10.2.10.21",
    "UserName": "(NULL)",
    "DomainName": "(NULL)",
    "CallerPID": "4",
    "ProcessName": "-",
    "ClientLUID": "0xf3b7f",
    "ClientUserName": "domainadmin",
    "ClientDomainName": "ludus",
    "MechanismOID": "(NULL)"
  },
  "message": "NTLM client blocked audit: Audit outgoing NTLM authentication traffic that would be blocked.\r\nTarget server: cifs/10.2.10.21\r\nSupplied user: (NULL)\r\nSupplied domain: (NULL)\r\nPID of client process: 4\r\nName of client process: -\r\nLUID of client process: 0xF3B7F\r\nUser identity of client process: domainadmin\r\nDomain name of user identity of client process: ludus\r\nMechanism OID: (NULL)\r\n\r\nAudit the NTLM authentication requests from this computer that would be blocked by the target server cifs/10.2.10.21 if the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers is set to Deny all.\r\n\r\nIf you want all servers to accept NTLM authentication requests from this computer, set the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers to Allow all.\r\n\r\nIf you want only the target server cifs/10.2.10.21 to accept NTLM authentication requests from this computer, set the security policy Network Security: Restrict NTLM: Outgoing NTLM traffic to remote servers to Deny all, and then set the security policy Network Security: Restrict NTLM: Add remote server exceptions and list the target server cifs/10.2.10.21 as an exception to use NTLM authentication."
}

Detection Rules #

Full rule details for this event, including ATT&CK technique mappings and native queries →

Sigma # view in coverage

References #

Event ID 8002: NTLM server blocked audit: Audit Incoming NTLM Traffic that would be blocked.

#
Channel
Operational
Level
Informational
Collection Priority
Recommended (Palantir, others)
Task
AuditingNTLM

Message #

NTLM server blocked audit: Audit Incoming NTLM Traffic that would be blocked
Calling process PID: %1
Calling process name: %2
Calling process LUID: %3
Calling process user identity: %4
Calling process domain identity: %5
Mechanism OID: %6

Audit NTLM authentication requests to this server that would be blocked if the security policy Network Security: Restrict NTLM: Incoming NTLM Traffic is set to Deny all accounts or Deny all domain accounts.

If you want this server to allow NTLM authentication, set the security policy Network Security: Restrict NTLM: Incoming NTLM Traffic to Allow all.

Fields #

NameDescription
CallerPID UInt32
ProcessName UnicodeString
ClientLUID HexInt64
ClientUserName UnicodeString
ClientDomainName UnicodeString
MechanismOID UnicodeString

Example Event #

{
  "system": {
    "provider": "Microsoft-Windows-NTLM",
    "guid": "AC43300D-5FCC-4800-8E99-1BD3F85F0320",
    "event_source_name": "",
    "event_id": 8002,
    "version": 0,
    "level": 4,
    "task": 2,
    "opcode": 0,
    "keywords": 9223372036854775808,
    "time_created": "2026-03-12T02:56:00.824258+00:00",
    "event_record_id": 1104,
    "correlation": {
      "ActivityID": "CC8E79E3-F5C5-4F46-89CF-44829F945FA1"
    },
    "execution": {
      "process_id": 720,
      "thread_id": 12064
    },
    "channel": "Microsoft-Windows-NTLM/Operational",
    "computer": "LAB-WIN11",
    "security": {
      "user_id": "S-1-5-18"
    }
  },
  "event_data": {
    "CallerPID": 720,
    "ProcessName": "C:\\Windows\\System32\\lsass.exe",
    "ClientLUID": "0x3e4",
    "ClientUserName": "LAB-WIN11$",
    "ClientDomainName": "WORKGROUP",
    "MechanismOID": "(NULL)"
  },
  "message": ""
}

References #

Event ID 8003: NTLM server blocked in the domain audit: Audit NTLM authentication in this domain.

#
Channel
Operational
Level
Informational
Collection Priority
Recommended (Palantir, others)
Task
AuditingNTLM

Message #

NTLM server blocked in the domain audit: Audit NTLM authentication in this domain
User: %1
Domain: %2
Workstation: %3
PID: %4
Process: %5
Logon type: %6
InProc: %7
Mechanism: %8

Audit NTLM authentication requests within this domain that would be blocked if the security policy Network Security: Restrict NTLM: NTLM authentication in this domain is set to Deny for domain servers or Deny domain accounts to domain servers.

If you want to allow NTLM authentication requests in the domain %1, set the security policy Network Security: Restrict NTLM: NTLM authentication in this domain to Disabled.

If you want to allow NTLM authentication requests to specific servers in the domain %1, set the security policy Network Security: Restrict NTLM: NTLM authentication in this domain to Deny for domain servers or Deny domain accounts to domain servers, and then set the security policy Network Security: Restrict NTLM: Add server exceptions in this domain to define a list of servers in this domain to use NTLM authentication.

Fields #

NameDescription
UserName UnicodeString
DomainName UnicodeString
Workstation UnicodeString
CallerPID UInt32
ProcessName UnicodeString
LogonType UInt32Logon type code (2=Interactive, 3=Network, 4=Batch, 5=Service, 7=Unlock, 8=NetworkCleartext, 9=NewCredentials, 10=RemoteInteractive, 11=CachedInteractive). Logon type reference
InProc Boolean
MechanismOID UnicodeString

Example Event #

{
  "system": {
    "provider": "Microsoft-Windows-NTLM",
    "guid": "AC43300D-5FCC-4800-8E99-1BD3F85F0320",
    "event_source_name": "",
    "event_id": 8003,
    "version": 0,
    "level": 4,
    "task": 2,
    "opcode": 0,
    "keywords": 9223372036854775808,
    "time_created": "2026-03-09T00:55:20.842728+00:00",
    "event_record_id": 957,
    "correlation": {
      "ActivityID": "4F958266-269A-4D65-B9BD-F5FA499B7442"
    },
    "execution": {
      "process_id": 764,
      "thread_id": 3132
    },
    "channel": "Microsoft-Windows-NTLM/Operational",
    "computer": "LAB-WIN11.ludus.domain",
    "security": {
      "user_id": "S-1-5-18"
    }
  },
  "event_data": {
    "UserName": "domainuser",
    "DomainName": "LUDUS",
    "Workstation": "(NULL)",
    "CallerPID": 764,
    "ProcessName": "C:\\Windows\\System32\\lsass.exe",
    "LogonType": 3,
    "InProc": true,
    "MechanismOID": "(NULL)"
  },
  "message": ""
}

Community Notes #

Appearing prior to 4624/4776 may indicate unsuccessful coercion probes.

References #

Event ID 8004: NTLM authentication in this domain audit (domain controller): Audit NTLM authentication in this domain.

#
Channel
Operational

Description

Logged on a domain controller for each transitive NTLM logon it processes when 'Network Security: Restrict NTLM: Audit NTLM authentication in this domain' is enabled. Down-level event (Windows Server 2008 R2 and 2012, Windows 7 and 8); on Windows Server 2016 and later the domain-audit event is recorded as 8003.

Fields #

NameDescriptionRules
SecureChannelName UnicodeStringName of the member server the client connected to for the transitive logon (event 8003 on that server carries the matching detail).
UserName UnicodeStringThe authenticating account name.2 detection rules
DomainName UnicodeStringThe account domain name.2 detection rules
WorkstationName UnicodeStringThe workstation the user name is associated with for this authentication.26 detection rules

Detection Patterns #

Common Indicators #

Field/value combinations most frequently checked by detection rules targeting this event, derived from cross-vendor predicate analysis.

FieldKindValueRulesVendors
SChannelNamecross_field_comparesrc5 rulessplunk
SChannelNameeq*4 rulessplunk
isOutliereq15 rulessplunk
sourcetypeeqxmlwineventlog:microsoft-windows-ntlm/operational5 rulessplunk
WorkstationNameeq*4 rulessplunk

Community Notes #

Aggregated by the Splunk ESCU 'Windows Unusual NTLM Authentication' analytics (by source, user, and destination) and matched by the SigmaHQ 'NTLM Brute Force' rule on WorkstationName. This is a down-level DC event: it is absent from the Microsoft-Windows-NTLM provider manifest on Windows Server 2022 and Windows 11, where the equivalent domain-audit event is 8003.

Detection Rules #

Full rule details for this event, including ATT&CK technique mappings and native queries →

Sigma # view in coverage

Splunk # view in coverage

References #

Event ID 8005: NTLM authentication in this domain audit (domain controller), event 8005.

#
Channel
Operational

Description

Domain-controller NTLM authentication audit event in the 8004-8006 family logged when 'Network Security: Restrict NTLM: Audit NTLM authentication in this domain' is enabled. Down-level event (Windows Server 2008 R2 and 2012, Windows 7 and 8); modern Windows records the domain-audit event as 8003.

Fields #

NameDescription
SecureChannelName UnicodeStringName of the member server the client connected to for the transitive logon.
UserName UnicodeStringThe authenticating account name.
DomainName UnicodeStringThe account domain name.
WorkstationName UnicodeStringThe workstation the user name is associated with.

Community Notes #

Companion to event 8004 in the domain-controller NTLM-audit family (8004 to 8006). Consumed together by the Splunk ESCU 'Windows Multiple NTLM Null Domain Authentications' analytic (EventCode IN 8004,8005,8006). Down-level events: absent from the Microsoft-Windows-NTLM provider manifest on Windows Server 2022 and Windows 11, where the domain-audit event is 8003. Per-id field detail is thinly documented; the shared family fields are the secure channel, account, and workstation.

References #

Event ID 8006: NTLM authentication in this domain audit (domain controller), event 8006.

#
Channel
Operational

Description

Domain-controller NTLM authentication audit event in the 8004-8006 family logged when 'Network Security: Restrict NTLM: Audit NTLM authentication in this domain' is enabled. Down-level event (Windows Server 2008 R2 and 2012, Windows 7 and 8); modern Windows records the domain-audit event as 8003.

Fields #

NameDescription
SecureChannelName UnicodeStringName of the member server the client connected to (may differ from the workstation).
WorkstationName UnicodeStringThe workstation the user name is associated with (may differ from the secure channel).
UserName UnicodeStringThe authenticating account name.
DomainName UnicodeStringThe account domain name.

Detection Patterns #

Common Indicators #

Field/value combinations most frequently checked by detection rules targeting this event, derived from cross-vendor predicate analysis.

FieldKindValueRulesVendors
SChannelNamecross_field_comparesrc5 rulessplunk
SChannelNameeq*4 rulessplunk
isOutliereq15 rulessplunk
sourcetypeeqxmlwineventlog:microsoft-windows-ntlm/operational5 rulessplunk
WorkstationNameeq*4 rulessplunk

Community Notes #

Companion to event 8004 in the domain-controller NTLM-audit family (8004 to 8006). Consumed together by the Splunk ESCU 'Windows Multiple NTLM Null Domain Authentications' analytic (EventCode IN 8004,8005,8006). Down-level events: absent from the Microsoft-Windows-NTLM provider manifest on Windows Server 2022 and Windows 11, where the domain-audit event is 8003. Per-id field detail is thinly documented; the shared family fields are the secure channel, account, and workstation.

Detection Rules #

Full rule details for this event, including ATT&CK technique mappings and native queries →

Splunk # view in coverage

References #

Provenance

ETW provider GUID ac43300d-5fcc-4800-8e99-1bd3f85f0320

Defined in msv1_0.dll, which carries the event manifest.

  • WS2022-20348.4893, schema read from the registered manifest, binary version 10.0.20348.4050, captured 2026-06-02 — Manifest XML pack, 1.9 MB
  • Win11-26200.6584, schema read from the registered manifest, binary version 10.0.26100.5074, captured 2026-06-02 — Manifest XML pack, 2.0 MB